WebThe companies using MyComplianceOffice are most often found in United States and in the Financial Services industry. MyComplianceOffice is most often used by companies … WebAbout MyComplianceOffice. MyComplianceOffice is a web-based software solution specifically designed for Investment advisers, Hedge Funds, and Broker-Dealers. MyComplianceOffice automates and centralizes a firm’s compliance procedures and activities. After integrating MyComplianceOffice with Oracle Identity Cloud Service:
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WebMyComplianceOffice is the perfect software for medium firms looking for a solution to address the many areas of employee compliance and transactional conflict of interest. The platform allows firms to implement modules individually or combined to suit their needs. Download Brochure Speak to our experts What can be included Know Your Employee WebMyComplianceOffice is the perfect software for medium firms looking for a solution to address the many areas of employee compliance and transactional conflict of interest. … shellfish cutlery
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WebWelcome to Infinite Intelligence WebBrian Fahey is the Chief Executive Officer of MyComplianceOffice. He has been delivering complex technology solutions for the capital markets industry across US, Europe and Asia for over 30 years. WebSuccessful compliance management for financial services requires that firms track and record the activities of a broad range of individuals, from internal employees, senior … Monitor, identify and remedy conflicts of interest and code of conduct issues. … Trade Surveillance. Reduce exposure from breaches in market manipulation, insider … Automating your third party vendor risk management program on … Comprehensive regulatory governance and oversight of compliance obligations. … MyComplianceOffice Blog. Blog Categories . SEC (71) conduct risk (69) compliance … Regulators around the world are concerned with the risk of market abuse and market … Get your in-depth 20-page guide to managing conflicts of interest in the … Wealth Management Industry Awards 2024 - Best Compliance Technology Provider … shellfish culture tasmania