WebThe New SRO regulates mutual fund dealers, investment dealers and marketplace members (such as exchanges and quotation and trade reporting systems). For further … Web1 jan. 2024 · Members This section of the website offers information regarding the requirements for becoming a Member of the MFDA; the ongoing obligations of MFDA …
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Web13 apr. 2024 · Member Application; Investor Office and the Investor Advisory Panel; Information concerning mutual fund dealers registered in Québec; Complaints; Careers; … Web2 dagen geleden · IIROC can make a decision to impose a temporary suspension (halt) of trading in a security of a publicly-listed company. Trading halts are implemented to ensure a fair and orderly market. IIROC is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada . notebook that unclips pages
Self-regulatory organizations (SRO) OSC
WebApplicable rules IIROC Rules this Guide Note correlated to: section 3255, and section 3260. Previous guidance notes This Guidance Message replacing the following: C-125 – Chance Disclosure Statement for Choices, and C-127 – Risks Disclosure Announcement fork Options. Related documents This Guidance Note was published under Note 21-0190 - … Web12 apr. 2024 · TORONTO, April 12, 2024 /CNW/ - Trading resumes in: Company: HYPERCHARGE NETWORKS CORP. NEO Exchange Symbol: HC. All Issues: No. Resumption (ET): 9:36:17 AM. IIROC can make a decision to impose a temporary suspension (halt) of trading in a security of a publicly-listed company. Trading halts are … Web10 apr. 2024 · Jamil Abou Saleh. Vice President, Analytics. Telephone: 416-646-2935. Email: [email protected]. During the four calendar quarters ending March 31st, 2024, the Investment Industry Regulatory Organization of Canada (“IIROC”) (now New Self-Regulatory Organization of Canada (“New SRO”)) has acted as the regulation services provider for ... notebook test windows 11